Liberal Principles Compared
Giulio
Ercolessi – Critica liberale foundation
This text is part of the book “Liberal Principles Compared”, edited by Maartje Jansen, Anne van Veenstre and Gosse Vuijk, The Hague 2012. The book is the final output of the European Liberal Forum Summer Seminar held on 7-9 September 2011 in Doorn (Utrecht), organised with the support of the International Democratic Initiative and Hans van Mierlo foundation and funded by the European Parliament. This text represents Giulio Ercolessi’s contribution to the seminar.
Liberal democracy appears to be in a very bad
shape almost everywhere.
Almost everywhere we have to face decisional paralysis, all vested
interests
hijacking political institutions, furious electors, outraged youth.
Every now
and then, short-lived enthusiasm arises around a new and flamboyant
leader, that
systematically creates new disappointment shortly after the wave of
enthusiasm
expires.
Liberal representative constitutional democracy
appears to have fallen
into disrepute, and the marriage between democracy and liberalism no
longer
appears indissoluble in the eyes of many of our fellow citizens.
This is also a consequence of a lack of
political debate and ideas, as in
most of our democracies we are no longer used to choose policies,
rather, we
are asked to select personalities. Political principles, competing
interests
and views on social affairs, historical perspective, different ethical
values
seem to be less and less important than witty remarks or jokes within
the
framework of infotainment provided by the media.
The average quality of the political class is
bound to deteriorate
further, as the first quality required of a politician is more and more
that of
not caring about his/her reputation too much: if it is the personality
and the
character that matter, and not the political choices, negative
campaigning is
bound to grow even further, in Europe as it has been the case in
America. As a
consequence, the qualities required of candidates are also less and
less those
necessary to be effective democratic leaders, capable of mastering a
complex
political and economical international perspective, of understanding
the
existing constraints, of seeing the risks of unintentional consequences
of
political decisions – already difficult enough –
and being recognised as
political leaders, and win an election, and be re-elected after doing
what was
to be done.
Liberalism, as the archetypal form of
“government by discussion”, risks
to be the most distinguished victim of these developments.
Half a century after Bernard Crick’s
classical booklet, a new “Defence
of Politics” is probably necessary to all the existing
political families, in
order to give a political significance to a real European-wide
democratic
debate; that obviously requires, at least, a shared vocabulary. But
comparing
the different brands of liberalism – each sometimes claiming,
in some countries,
to be the only one that deserves the label, and in others fiercely
competing
with each other – is a necessary exercise if we want
to restore the substance of
our public debate, and is particularly necessary to our own political
family,
as the word “liberal” carries different meanings
– sometimes very different
indeed – within the different national political traditions.
That is why Critica
liberale
took a great interest in the ELF
seminar that was held in Doorn last September on the initiative of the
D66
think tanks, where some of the topics discussed in the different
sessions –
namely, the central value we all attach to individual freedom and
self-determination, and separation of state and religion as a necessary
tool to
implement them – proved to be unanimously shared, whereas
significant
differences emerged on others, as the desirable level of taxation
versus that
of social protection, or the existing or non existing connection
between
nation-state and democracy.
Liberalism, more than any other political
thought, is after all not only
one of the main political ideologies of the Western civilization: it is
the one
that shaped more than any other the very civic and cultural fabric of
the
Western civilization in the contemporary age.
2
The brand of liberalism that was mostly
recognized as such, after the
end of World War II and until a few decades ago, the one that largely
influenced
most of the political spectrum in most Western democracies throughout
the Cold
War, not only required the guarantee and the implementation of the
individual
liberties that were trampled by communist and other totalitarian
regimes, but also
included a push towards an ever greater inclusion and empowerment of
each
individual in the actual exercise of his/her citizenship and liberal
rights. That
had originally been a typically liberal idea, born in the Victorian age
in the
same country, England, that had given birth to liberalism two centuries
before.
The idea was that public powers should actually put the individual in
the condition
of making real use of his/her liberal liberties. The Welfare state was
first
conceived and designed by liberals as Keynes and Beveridge, who were
card-carrying
members of the Liberal Party, not by socialists or social democrats.
And for
years, not only communists, but also a lot of mainstream socialists,
had been accusing
the wicked liberal economist John Maynard Keynes for having rescued
capitalism
from its certain downfall, thus preventing the rise of a happy global
socialist
society.
It is a fact that almost all national political
classes and state
bureaucracies had long been squandering since, for their own advantage,
much of
the benefits they were supposed to make available to a majority of
citizens. A
healthy liberal mistrust towards ever possible abuses committed by the
holders
of political power, and a less naive and more sober notion of
democracy, should
obviously have suggested that “public” is by no
means equivalent per se to “caring
for public interest”.
But, as it frequently happens in politics
– and in social sciences – an
overreaction took place since the late Seventies on both sides of the
Atlantic,
in the end substituting the liberal consensus that had been shared in
most
Western countries by the moderate left and the moderate right alike
while we were
containing and opposing Soviet communism, with the so-called Washington consensus of the Nineties,
that
was much less interested in the expansion of the aggregated demand and
therefore more inclined to accept growing inequalities, and,
inevitably, also decreasing
equality in opportunities.
In some countries, namely in France, and
elsewhere to a smaller extent,
that essentially merely economical doctrine became synonymous with
liberalism,
to the point that the previous meaning – liberalism as
synonymous for political
freedom and freedom of conscience in the first place – has
been long labelled
as vieilli (outdated) by French dictionaries (Robert): so
that even
the Chilean Pinochet regime of the Seventies and Eighties can be
defined as libéral in the present French political debate.
Anyway, this new basically economical
consensus, not the comprehensive liberal
political views that embodied the Western opposition to communism from
the Forties
more or less to the late Seventies, was the ideology upon which the
globalised
world was restructured after the fall of communism.
At the beginning it was a success, because of
the enormous growth caused
by the more open societies in general and by the opening of totally new
markets; and most of all by the simultaneous huge technological
revolution; and,
later, due to the practice of easy indebtedness.
The subsequent global economic crisis still
ongoing, and the consequent
discredit that the most radical interpretations of the Washington
consensus are undergoing, should not be allowed to drag
liberalism into disrepute together with them.
A liberal society cannot survive without a free
market economy, not only
because private enterprise is an expression of individual freedom, and
because the
economical development that it alone can make possible is necessary in
order to
achieve a satisfactory degree of human development, but also because a
liberal
society must be polyarchic: political power, economic power and media
power should
be as much separate as possible. Strong counter-powers to the political
power are
vital for a liberal society.
It is however not only a long overdue tribute
to historical accuracy,
but also a statement of fact, that different views on the extent of
legitimate
and suitable state intervention, and different ideas on the desirable
level of
equality of opportunities, have always been present in the history of
contemporary
liberalism.
As far as Critica
liberale is concerned, our foundation has always
identified
with the more “progressive” and Millian notion of
liberalism. However any possible
choice in the field of economic policies has to come to terms with the
constraints of globalisation and interdependence; and freedom of trade
– as
Spinoza, Voltaire and Kant had already seen – nowadays
globalisation and
interdependence, are the strongest ever guarantee for peace among the
great
world powers (and therefore today the strongest guarantee against any
risk of a
future nuclear war).
3
Both more Keynesians and more free-trader
liberals should find a common
ground on the overriding importance they both attach to the freedom and
free
development of the personality of each single individual: personal
freedom,
freedom of speech, the right to a due process of law, protection from
discrimination on the ground of ascribed identities (ethnicity,
physical
characters, age, disability, sex, gender, sexual orientation) or on the
ground
of political, cultural and religious choices; and equal social dignity.
The
rule of law, human rights, liberal constitutional democracy are
nowadays the
shared heritage of all the democratic political families in Europe, but
they all
are the outcome of liberal initiative, liberal imprinting, liberal
intellectual
leadership in the past. We should be their most demanding interpreters
today.
The ever impending risk of the
“tyranny of the majority” is nowadays
most notably visible in the debate concerning the rising and aggressive
claims
of religious fundamentalisms (both Christian and Islamic), the new
bioethical
issues, prohibitionist policies and the controversies over
multiculturalism.
On all these issues we should stick to the rule
that basic
constitutional principles – individual liberties, equal
rights and dignity, the
rule of law, democracy – are the only acceptable binding
civic bonds of an open
society (this is what some of us call the “patriotism of the
Liberal
Grundnorm”, with an explicit reference to Jürgen
Habermas’s idea of
“constitutional patriotism” and to Hans
Kelsen’s idea of Grundnorm), despite
the claims of populists and religious fundamentalists. This implies
that the
state, or public powers, can never be entitled to forcefully protect
adult and
sane individuals from themselves («every man has a property in his own person»,
John Locke 1690); that individuals should always be
treated as
individuals, not as individual members of typified groups; that
cultural
diversity can never justify a compression of individuals’
rights within minority
communities or those of minorities within minorities; that faith, ideas
and
practices of their elders can never be forcefully imposed on minors
that are «capable
of forming their own views» (New York 1989 Convention on the
Rights of
Children).
No better institutional framework could be
provided, in order to protect
these individual liberties and rights, than that provided by our great
and
successful liberal tradition of religious neutrality and separation
– as large
as practically feasible – between religion and political
power. This achievement
was the converging result of the struggles both of deists,
free-thinkers,
libertines and immanentist or atheist philosophers, and that of
religious
minorities. In the new multireligious situation, when many claim that
“interreligious dialogue” is the key to any
peaceful coexistence, we should
never forget that the fight for religious freedom and freedom of
conscience was
from the start a fight against the religious supremacy of the
established
churches (at that time in the form of compulsory uniformity and
intolerance),
and only in the end a fight against the scourge of state atheism in
communist
counties or against Islamic fundamentalism. The «wall of
separation between church
and state» (Thomas Jefferson, 1802) is even today the most
secure and effective
tool to protect the freedom of conscience of each single individual.
On the contrary, today many religious leaders
demand a “public
recognition” on the part of our states and of the EU itself.
That is almost
wherever in Europe the demand of Muslim leaders. And other established
religions, first of all the Roman Catholic Church hierarchy, are thus
trying to
seize the opportunity to ask for a renewed “public
role” of all religions, that
would inevitably confine non-believers in the position of second class
citizens,
like the Dhimmis in the Ottoman Empire; to try to impose on all of us,
by law,
personal behaviours only consistent with a faith many of us do not
share, and
even many more do not share in its traditional interpretation, as it is
the
case of tens of millions of Catholics. Or at least they want to impose
on all
of us to pay more taxes to replace the voluntary contributions of those
whose
faith is no longer strong enough to contribute financially to the life
of their
churches as they did decades ago; or require that religious faiths and
religious people and leaders be given a privileged rank in our
secularised
societies. But what does this “public role” mean? What
supporters of new, “open”,
“updated” or “positive” laïcité, or of a new “public role”
of religion, should explain
is very simple – and usually untold: what public resources,
what superior
social dignity, what greater role, what power of influence should be
given to
groups qualified or recognised as “religious”, and
denied, taken away or
refused to all the others? And where should we draw the line between
what is
and what is not religious? Answering these questions would make things
much
clearer, and liberals should never desist from asking for clear answers.
An even more open threat to open societies
comes from those
populist politicians who want no “religious
dialogue” at all, but use the
autochthonous religion, or whatever other item they find in their
country’s
real or invented “tradition”, as tools to exclude
people of no or other religion,
and autochthonous individualists alike, from their regressive dream of
a
society they would like to make more cohesive and intolerant through a
renewed
authoritarian imposition of some kind of anthropological uniformity.
Christianity is for them nothing more than an
ideological weapon to be
brandished against immigrants. One thousand years ago, Europe could
indeed have
been described as synonymous for Christendom, and each of its emerging
nations
was – or had just become – Christian. No longer
today: our Europe is more
secular and liberal than any other part of the world, and religiously
plural. Claims
for national identities, or for a European identity, based upon a
single religion,
or indeed on one single culture, are not candid, innocent claims: what
is
claimed is a exegetic principle, a criterion to be implemented in the
interpretation of the entire system of law, creating first and second
class
citizens.
The biggest challenge of the present time is
the paradoxical erosion of
the most precious historical values typical of our common civic
identity, by
populist politicians who pose as the keepers of our
“real” identity and
tradition, and would like to cage all of us into closed homogeneous and
mutually hostile communitarian enclosures, the smaller and the more
controlled
the better.
4
The basic principles for liberalism in the XXI
century
are not difficult to be found. If the means necessary to implement them
change along
with the generations, the principles themselves should in the end be
the same described
by John Stuart Mill in 1859: «There is a sphere of action in which society,
as distinguished from the
individual, has, if any, only an indirect interest; comprehending all
that
portion of a person's life and conduct which affects only himself, or,
if it
also affects others, only with their free, voluntary, and undeceived
consent
and participation [...] This, then, is the appropriate region of human
liberty
[...] framing the plan of our life to suit our own character; of doing
as we
like, subject to such consequences as may follow; without impediment
from our
fellow creatures, so long as what we do does not harm them even though
they
should think our conduct foolish, perverse, or wrong».
Liberal principles
A liberal society must be polyarchic:
political power, economic power and media power should be as much
separate as
possible; judicial review and the independence of the judiciary must
never be
limited or restrained.
Basic constitutional principles –
individual
liberties, equal rights and dignity, the rule of law, democracy
– can be the
only binding civic bonds of an open society (patriotism of the
“Liberal Grundnorm“).
Individuals should always be treated as
individuals, not as individual members of typified groups.
At least a safety net – including
basic health
care and safety from poverty – should be guaranteed to
individuals by public
powers. Especially children should be granted the highest possible
degree of
equal opportunities.
There cannot be a liberal society without a
free market economy. But the level and progressiveness / flatness of
taxation
is not a matter of principle, but a debatable matter of economic
efficacy.
Keynesianism is one of the major historical currents of Western
liberalism.
Non liberal principles
Public powers can sometimes be entitled to
forcefully protect adult and sane individuals from themselves.
Democratic rule, and democratic will, could
sometimes be allowed to prevail over the rule of law and
individuals’ or
minorities’ freedom and human rights.
Public powers should promote or defend the
traditional, and/or all, religious faith in order to enhance the
cohesiveness
and/or security of society.
Cultural diversity can sometimes justify a
compression of individuals’ rights within minority
communities or those of
minorities within minorities.
Parents always know what is best for their
children: let them be free to impose their minor children the schools,
ideas
and practices they want.
The whole book “Liberal Principles Compared” is funded by the European Parliament and is not for sale, but can be downloaded free of charge from the ELF web site (pdf, 1.8 MB).